What services do capital markets law firms provide?

Capital markets law firms advise on IPOs, QIPs, private placements, regulatory compliance, due diligence, and structured products under SEBI and stock exchange regulations.

Do you advise on IPOs in India?

Yes. We provide comprehensive legal advisory for initial public offerings, including regulatory compliance, due diligence, and disclosure requirements.

Can you assist with SEBI compliance?

Yes. We advise on SEBI regulatory compliance for capital market transactions and ongoing disclosure obligations.

Do you advise on Qualified Institutional Placements (QIPs)?

Yes. We advise listed companies on structuring and executing Qualified Institutional Placements (QIPs), including compliance with Securities and Exchange Board of India regulations, pricing guidelines, placement documentation, stock exchange approvals, and disclosure requirements. Our Capital Markets lawyers manage the process from board approvals to allotment and post-issue compliance.

Can you assist with follow-on public offerings (FPOs)?

Yes. Our Capital Markets & Securities lawyers provide end-to-end advisory on Follow-on Public Offerings (FPOs), including drafting offer documents, coordinating with merchant bankers, ensuring compliance with SEBI (ICDR) Regulations, and managing listing formalities with recognized stock exchanges.

Do you advise on private placements and preferential allotments?

Yes. We assist issuers and investors with structuring private placements, preferential allotments, and institutional placements. Our advisory includes valuation compliance, shareholder approvals, drafting placement memoranda, and ensuring adherence to Companies Act and SEBI regulations.

Can you help with debt capital market transactions?

Yes. As part of our capital markets legal advisory, we assist with issuance of non-convertible debentures (NCDs), listed bonds, secured debt instruments, and structured debt products. We advise on documentation, trustee arrangements, credit enhancement mechanisms, and compliance with SEBI and stock exchange norms.

Do you advise on REITs and InvIT structures?

Yes. We provide comprehensive advisory on structuring and listing of Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs) under applicable SEBI regulations. Our services include drafting trust deeds, offer documents, sponsor agreements, and assisting with regulatory approvals.

Can you assist with cross-border listings and foreign capital raising?

Yes. Our Capital Markets practice advises Indian companies on overseas listings, Global Depository Receipts (GDRs), Foreign Currency Convertible Bonds (FCCBs), and other cross-border capital raising structures. We coordinate with international counsel to ensure compliance with Indian and foreign securities regulations.

Do you conduct legal due diligence for capital market transactions?

Yes. We conduct detailed legal due diligence for issuers, underwriters, and investors to identify regulatory, litigation, corporate governance, and compliance risks prior to public or private offerings. Our due diligence process supports accurate disclosures and risk mitigation.

Can you assist with ongoing stock exchange compliance?

Yes. We advise listed companies on continuous disclosure obligations, corporate governance requirements, insider trading compliance, related party transactions, and listing agreement obligations under SEBI (LODR) Regulations.

Do you represent clients in capital markets disputes?

Yes. Our team represents issuers, investors, and intermediaries in disputes before SEBI, stock exchanges, Securities Appellate Tribunal (SAT), arbitral tribunals, and High Courts in matters involving disclosure violations, insider trading investigations, and securities-related litigation.

Why is regulatory compliance critical in capital markets transactions?

Capital markets transactions are subject to strict regulatory scrutiny under SEBI regulations, the Companies Act, and stock exchange norms. Non-compliance may lead to penalties, listing delays, reputational risk, and transaction invalidation. Our Capital Markets & Securities lawyers ensure that transactions are structured and executed in full compliance with applicable legal frameworks, reducing regulatory exposure and facilitating successful capital raising.

Capital Market & Securities

Overview

Seraphic Advisor's Capital Markets practice offers end-to-end legal support for equity and debt transactions, including IPOs, QIPs, rights issues, and private placements. We advise issuers, underwriters, and investors on regulatory compliance, due diligence, and disclosure requirements under SEBI, stock exchange, and company law regulations. Our team is also equipped to assist with structured products, REITs, InvITs, and foreign listings, providing strategic counsel cross the full lifecycle of capital raising. With deep regulatory insight and transactional experience, we help clients with commercially focused, legally robust solutions to facilitate successful and compliant access to India's capital markets.

Capital Markets Legal Advisory

Our capital markets practice provides end-to-end legal support for equity and debt transactions in India. We advise on IPOs, QIPs, rights issues, private placements, and structured products across the capital markets ecosystem.

SEBI regulatory compliance and disclosures
Due diligence and transaction documentation
Stock exchange listing and compliance
REITs, InvITs, and alternative investment structures
Foreign listings and cross-border transactions

We help clients access India's capital markets with legally robust and commercially viable solutions. Our team has extensive experience with issuers, underwriters, and investors.

Connect with Capital Markets Lawyers

IPO and Equity Offerings

We provide comprehensive legal advisory for initial public offerings and follow-on equity offerings, including regulatory compliance with SEBI regulations and stock exchange requirements.

Initial Public Offerings (IPOs)
Follow-on Public Offerings (FPOs)
Qualified Institutional Placements (QIPs)
Rights issues and bonus shares
Private placements and preferential allotments

Our capital markets experts guide issuers through the entire IPO lifecycle, from pre-filing planning through listing and post-IPO compliance.

Debt Markets and Structured Products

We advise on debt capital market transactions including bond issuances, securitization, and structured financial products complying with regulatory requirements.

Overview

Capital Markets Legal Advisory

IPO and Equity Offerings

Debt Markets and Structured Products